Summary of ISI Group's Business Continuity Plan

International Strategy & Investment Group Inc., a registered broker-dealer, is providing the following notice regarding its Business Continuity Plan. It is mandatory that all FINRA member firms develop business continuity procedures and a summary of such procedures disclose to their customers.

FINRA Rule 3510 requires that all member firms create a business continuity plan in the event of a significant business disruption. ISI Group has procedures in place in case a disruption keeps us from our main offices, and ISI Group intends to continue doing business as soon as possible after any disruption. The time it takes to continue business will depend on the type of disruption. If an event affects only our main New York offices (such as a fire), ISI Group will continue its business at an alternate nearby location until we can return to our offices. If an event is district-wide, city-wide or region-wide (such as a city-wide flood, a regional blackout, or a terrorist attack), ISI Group intends to continue its business as soon as reasonably possible after assuring the safety of our employees. We have a back-up location and expect to continue business there within 5 business days. If appropriate, ISI Group will e-mail you with our new location and contact information at that time, as well as post the information on our website.

Please note that this is a summary of ISI Group's Business Continuity Plan, which is subject to modification. As modifications are made to this plan, they will be posted on our website, or you may obtain an updated summary from us upon request.