Business Continuity Plan
Customer Privacy Notice
SEC Rule 606
Member SIPC
Customer Privacy Notice

International Strategy & Investment Group Inc., a registered broker-dealer, is prroviding the following notice regarding its privacy policies covering individuals for whom we effect transactions at the direction of money managers, investment advisers and other clients of ours. This notice is required by a regulation of the Securities and Exchange Commission, which was adopted to implement the privacy provisions of the Cramm-Leach-Billey Act of 1999.

As a result of our operations, we collect nonpublic personal information about you, our customer, from the account applications and other forms you submit to us and your transactions with us. We do not disclose any nonpublic personal informaion about our customers or former customers to anyone, except as permitted or required by law.

We restrict access to nonpublic personal information about you to those employees who need to know that information to service your account. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.